About Us

Wellington West is one of the largest and fastest-growing independent full-service investment firms in Canada. We have more than 40 offices and 500 employees, with nearly $8 billion in client assets under administration.

The Wellington West group of companies provides full-service brokerage, financial planning, asset management and capital markets services. For a full view of our operating companies, please refer to our company structure.

Our full-service brokerage division, Wellington West Capital Inc., is regulated by the Investment Industry Regulatory Organization of Canada (IIROC) and is a member of the National Bank Correspondent Network (NBCN) and the Canadian Investor Protection Fund (CIPF), providing our clients with secure custody of assets. Wellington West Capital Markets Inc. is also a member firm of the Investment Industry Regulatory Organization of Canada (IIROC), the Toronto Stock Exchange (TSX), the TSX Venture Exchange and the Canadian Investor Protection Fund (CIPF).

Our financial planning division, Wellington West Financial Services Inc., is regulated by the Mutual Fund Dealers Association of Canada (MFDA).

Wellington West is home to one of Canada’s leading wealth management affinity programs, endorsed by 22 leading post-secondary educational institutions as the preferred wealth management partner for their alumni members.